Memo.No.2035, Dt:07-05-1973 | Preliminary enquiry officer can be appointed as Inquiry Officer

A question has been raised whether, in a case of disciplinary proceeding initiated against a Government employee under the A.P.C.S. (CCA) Rules, an officer who conducted preliminary enquiry against him with a view to gathering sufficient evidence, is disqualified to be appointed as a regular enquiry officer to conduct enquiry under the said rules.

2. Government have examined the question. In instruction 2 in appendix VI to the C.C.A. Rules, the principle of natural justice applicable in disciplinary cases against Government employees has been clarified as follows: -

 

It is the fundamental principle of natural justice that the officer selected to make an enquiry should be a person with an open mind and not one who is biased against the delinquent or one who has prejudged the issue".

 

Regarding the applicability of the above principle to a disciplinary case, it is open to delinquent officer to contend that the person appointed as an enquiry officer did not or could not have an open mind, having regard to the fact that it was he that had gathered evidence against the delinquent by way of preliminary enquiry and reported the matter to the higher authority for appointing him as an enquiry officer to conduct regular enquiry. There is a distinction between personal bias, in the sense that an officer is personally so situated with reference to a dispute that he cannot bring to bear upon the subject of the enquiry that independence of mind and impartiality which one associates with an adjudicator and an official connection with a dispute at anterior stage which officer may have upon a matter in the discharge of his official duties. It cannot be said that, in all cases where an officer has dealt with a matter at an anterior stage, he becomes disqualified to deal with that matter at a subsequent stage on the basis of principle of bias. Whether he should be so considered to have been biased would depend upon the facts and circumstances of each case.

 

3. It is, therefore, clarified that an officer who conducts a preliminary enquiry is not precluded from being appointed as an enquiry officer, unless the circumstances show that he has a personal bias against the accused officer.





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